Job Description
Capital Dynamics is a premier financial services firm dedicated to delivering exceptional value and maintaining the highest standards of integrity. We are currently looking for a detail-oriented and proactive Compliance Officer to join our team based in Kuala Lumpur City Centre. In this pivotal role, you will be responsible for ensuring our operations strictly adhere to relevant laws, regulations, and internal policies. You will act as a trusted advisor to the business, fostering a strong culture of compliance throughout the organization.
Reporting directly to the Head of Compliance, you will establish and maintain a comprehensive compliance monitoring program. Your days will be dynamic, involving everything from conducting thorough investigations into potential breaches to preparing detailed reports for senior management and regulatory bodies. You will collaborate closely with various business units to review new products, marketing materials, and operational processes, ensuring every step aligns with the regulatory framework in Malaysia, including BNM and Securities Commission standards.
This role is ideal for an experienced compliance professional who possesses a deep understanding of the Malaysian financial services landscape. We are looking for someone who can think critically, communicate effectively, and drive positive change. In return, Capital Dynamics offers a stimulating work environment, opportunities for professional growth, and a competitive compensation package.
Take the next step in your career and join a company where compliance is a strategic priority. If you are passionate about governance, risk management, and regulatory compliance, we want to hear from you. Apply today to become Capital Dynamics' new Compliance Officer and help us build a stronger, more compliant future.
Responsibilities
- Develop, implement, and maintain a comprehensive compliance framework and monitoring program aligned with local regulatory standards.
- Conduct regular compliance risk assessments and monitoring activities to identify potential breaches and areas for improvement.
- Investigate compliance incidents, compile detailed reports, and recommend effective remedial actions to management.
- Serve as a key liaison with regulatory bodies including Bank Negara Malaysia (BNM) and the Securities Commission (SC).
- Provide expert compliance advisory support to business units on new products, services, and marketing initiatives.
- Design and deliver engaging compliance training programs to promote a strong culture of integrity and regulatory awareness.
- Monitor changes in financial services regulations, assess their impact on the organization, and update policies and procedures accordingly.
- Assist in the preparation of compliance dashboards and reports for the Board of Directors and Risk Committees.
Qualifications
- Bachelor’s degree in Law, Finance, Accounting, or a related field. A professional certification like ICA or ACAMS is highly preferred.
- Minimum 4–6 years of proven compliance experience within the Banking & Financial Services sector.
- Deep understanding of the Malaysian regulatory landscape, including the CMSA, FSA, and BNM guidelines.
- Demonstrated experience in regulatory liaison, compliance testing, and incident investigation.
- Strong analytical and problem-solving skills with meticulous attention to detail.
- Excellent written and verbal communication skills in English and Bahasa Malaysia.
- High level of integrity, professionalism, and the ability to handle confidential information.
- Ability to work independently and collaboratively in a fast-paced, dynamic environment.