Job Description
Join Prudential Group as a Distribution Compliance Officer and play a pivotal role in safeguarding our regulatory integrity. This 12-month contract position offers an exciting opportunity to ensure adherence to financial regulations across our distribution channels. You will be responsible for conducting comprehensive compliance monitoring, analyzing misconduct trends, and generating insightful reports that drive strategic decision-making. The ideal candidate will thrive in a fast-paced environment, collaborating with cross-functional teams to implement robust compliance frameworks while staying ahead of evolving regulatory requirements. This role is perfect for detail-oriented professionals passionate about maintaining ethical standards in the financial services industry.
Responsibilities
- Monitor and analyze distribution channel compliance activities to ensure adherence to MAS regulations and internal policies
- Prepare and submit timely compliance reports for regulatory bodies and senior management
- Conduct trend analysis of misconduct data to identify emerging risks and recommend corrective actions
- Develop and implement compliance training programs for distribution staff
- Perform regular audits of distribution activities and documentation
- Collaborate with legal and business units to update compliance procedures
- Investigate compliance breaches and recommend disciplinary measures
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- Minimum 3 years of compliance experience in financial services
- Strong knowledge of MAS regulations and financial industry standards
- Proficient in data analysis tools (Excel, SQL, or BI platforms)
- Excellent written and verbal communication skills
- Professional certification (e.g., CAMS, CCEP) preferred
- Experience with distribution channel compliance frameworks